Code Set PartyRoleCodeSet Scenario base

SYNOPSIS: Identifies the type or role of the PartyID (448) specified.

ID Datatype
452int

Codes

ID Name Value Description Supported Added EP Updated EP Deprecated EP
452001ExecutingFirm1SYNOPSIS: Executing Firm (formerly FIX 4.2 ExecBroker)
✓FIX.4.3
452002BrokerOfCredit2SYNOPSIS: Broker of Credit (formerly FIX 4.2 BrokerOfCredit)
✓FIX.4.3
452003ClientID3SYNOPSIS: Client ID (formerly FIX 4.2 ClientID)
✓FIX.4.3
452004ClearingFirm4SYNOPSIS: Clearing Firm (formerly FIX 4.2 ClearingFirm)
✓FIX.4.3
452005InvestorID5SYNOPSIS: Investor ID
✓FIX.4.3
452006IntroducingFirm6SYNOPSIS: Introducing Firm
✓FIX.4.3
452007EnteringFirm7SYNOPSIS: Entering Firm
✓FIX.4.3
452008Locate8SYNOPSIS: Locate / Lending Firm (for short-sales)
✓FIX.4.3
452009FundManagerClientID9SYNOPSIS: Fund Manager Client ID (for CIV)
✓FIX.4.3
452010SettlementLocation10SYNOPSIS: Settlement Location (formerly FIX 4.2 SettlLocation)
✓FIX.4.3
452011OrderOriginationTrader11SYNOPSIS: Order Origination Trader (associated with Order Origination Firm - i.e. trader who initiates/submits the order)
✓FIX.4.3
452012ExecutingTrader12SYNOPSIS: Executing Trader (associated with Executing Firm - actually executes)
✓FIX.4.3
452013OrderOriginationFirm13SYNOPSIS: Order Origination Firm (e.g. buy-side firm)
✓FIX.4.3
452014GiveupClearingFirmDepr14SYNOPSIS: Giveup Clearing Firm (firm to which trade is given up)
✓FIX.4.3FIX.5.0SP2253FIX.5.0SP2118
452015CorrespondantClearingFirm15SYNOPSIS: Correspondant Clearing Firm
✓FIX.4.3
452016ExecutingSystem16SYNOPSIS: Executing System
✓FIX.4.3
452017ContraFirm17SYNOPSIS: Contra Firm
✓FIX.4.3
452018ContraClearingFirm18SYNOPSIS: Contra Clearing Firm
✓FIX.4.3
452019SponsoringFirm19SYNOPSIS: Sponsoring Firm
✓FIX.4.3
452020UnderlyingContraFirm20SYNOPSIS: Underlying Contra Firm
✓FIX.4.3
452021ClearingOrganization21SYNOPSIS: Clearing Organization
✓FIX.4.4
452022Exchange22SYNOPSIS: Exchange
ELABORATION: Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.
✓FIX.4.4FIX.5.0SP2139
452023CustomerAccount24SYNOPSIS: Customer Account
✓FIX.4.4
452024CorrespondentClearingOrganization25SYNOPSIS: Correspondent Clearing Organization
✓FIX.4.4
452025CorrespondentBroker26SYNOPSIS: Correspondent Broker
✓FIX.4.4
452026Buyer27SYNOPSIS: Buyer/Seller (Receiver/Deliverer)
✓FIX.4.4
452027Custodian28SYNOPSIS: Custodian
✓FIX.4.4
452028Intermediary29SYNOPSIS: Intermediary
✓FIX.4.4
452029Agent30SYNOPSIS: Agent
✓FIX.4.4
452030SubCustodian31SYNOPSIS: Sub-custodian
✓FIX.4.4
452031Beneficiary32SYNOPSIS: Beneficiary
✓FIX.4.4
452032InterestedParty33SYNOPSIS: Interested party
✓FIX.4.4
452033RegulatoryBody34SYNOPSIS: Regulatory body
ELABORATION: In the context of regulatory reporting, this identifies the regulator the trade is being reported to.
✓FIX.4.4FIX.5.0SP2169
452034LiquidityProvider35SYNOPSIS: Liquidity provider
✓FIX.4.4
452035EnteringTrader36SYNOPSIS: Entering trader
✓FIX.4.4
452036ContraTrader37SYNOPSIS: Contra trader
✓FIX.4.4
452037PositionAccount38SYNOPSIS: Position account
ELABORATION: The account which positions are maintained. Typically represents the aggregation of one or more customer accounts.
✓FIX.4.4FIX.5.0SP2155
452038ContraInvestorID39SYNOPSIS: Contra Investor ID
✓FIX.4.4
452039TransferToFirm40SYNOPSIS: Transfer to Firm
✓FIX.4.4
452040ContraPositionAccount41SYNOPSIS: Contra Position Account
✓FIX.4.45
452041ContraExchange42SYNOPSIS: Contra Exchange
✓FIX.4.45
452042InternalCarryAccount43SYNOPSIS: Internal Carry Account
✓FIX.4.45
452043OrderEntryOperatorID44SYNOPSIS: Order Entry Operator ID
✓FIX.4.45
452044SecondaryAccountNumber45SYNOPSIS: Secondary Account Number
✓FIX.4.45
452045ForeignFirm46SYNOPSIS: Foreign Firm
✓FIX.4.48FIX.5.0SP195
452046ThirdPartyAllocationFirm47SYNOPSIS: Third Party Allocation Firm
✓FIX.4.48
452047ClaimingAccount48SYNOPSIS: Claiming Account
✓FIX.4.48
452048AssetManager49SYNOPSIS: Asset Manager
✓FIX.4.48
452049PledgorAccount50SYNOPSIS: Pledgor Account
✓FIX.4.48
452050PledgeeAccount51SYNOPSIS: Pledgee Account
✓FIX.4.48
452051LargeTraderReportableAccount52SYNOPSIS: Large Trader Reportable Account
✓FIX.4.48
452052TraderMnemonic53SYNOPSIS: Trader mnemonic
✓FIX.4.48
452053SenderLocation54SYNOPSIS: Sender Location
✓FIX.4.48
452054SessionID55SYNOPSIS: Session ID
✓FIX.4.48
452055AcceptableCounterparty56SYNOPSIS: Acceptable Counterparty
✓FIX.4.422
452056UnacceptableCounterparty57SYNOPSIS: Unacceptable Counterparty
✓FIX.4.422
452057EnteringUnit58SYNOPSIS: Entering Unit
✓FIX.4.422
452058ExecutingUnit59SYNOPSIS: Executing Unit
✓FIX.4.422
452059IntroducingBroker60SYNOPSIS: Introducing Broker
✓FIX.4.44
452060QuoteOriginator61SYNOPSIS: Quote originator
✓FIX.4.426
452061ReportOriginator62SYNOPSIS: Report originator
✓FIX.4.426
452062SystematicInternaliser63SYNOPSIS: Systematic internaliser (SI)
✓FIX.4.426
452063MultilateralTradingFacility64SYNOPSIS: Multilateral Trading Facility (MTF)
ELABORATION: Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.
✓FIX.4.426FIX.5.0SP2139
452064RegulatedMarket65SYNOPSIS: Regulated Market (RM)
ELABORATION: Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.
✓FIX.4.426FIX.5.0SP2139
452065MarketMaker66SYNOPSIS: Market Maker
✓FIX.4.426
452066InvestmentFirm67SYNOPSIS: Investment Firm
✓FIX.4.426
452067HostCompetentAuthority68SYNOPSIS: Host Competent Authority (Host CA)
✓FIX.4.426
452068HomeCompetentAuthority69SYNOPSIS: Home Competent Authority (Home CA)
✓FIX.4.426
452069CompetentAuthorityLiquidity70SYNOPSIS: Competent Authority of the most relevant market in terms of liquidity (CAL)
✓FIX.4.426
452070CompetentAuthorityTransactionVenue71SYNOPSIS: Competent Authority of the Transaction (Execution) Venue (CATV)
✓FIX.4.426
452071ReportingIntermediary72SYNOPSIS: Reporting intermediary
ELABORATION: The medium or vendor used to report to a regulator, non-regulatory agency or data repository.
✓FIX.4.426FIX.5.0SP2229
452072ExecutionVenue73SYNOPSIS: Execution Venue
ELABORATION: Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.
✓FIX.4.426FIX.5.0SP2139
452073MarketDataEntryOriginator74SYNOPSIS: Market data entry originator
✓FIX.4.426
452074LocationID75SYNOPSIS: Location ID
✓FIX.4.426
452075DeskID76SYNOPSIS: Desk ID
✓FIX.4.426
452076MarketDataMarket77SYNOPSIS: Market data market
✓FIX.4.426
452077AllocationEntity78SYNOPSIS: Allocation Entity
✓FIX.4.435
452078PrimeBroker79SYNOPSIS: Prime Broker providing General Trade Services
✓FIX.5.068
452079StepOutFirm80SYNOPSIS: Step-Out Firm (Prime Broker)
✓FIX.5.068
452080BrokerClearingID81SYNOPSIS: Broker cient ID
✓FIX.5.068FIX.5.0SP2223
452081CentralRegistrationDepository82SYNOPSIS: Central Registration Depository (CRD)
✓FIX.5.0SP179
452082ClearingAccount83SYNOPSIS: Clearing Account
✓FIX.5.0SP196
452083AcceptableSettlingCounterparty84SYNOPSIS: Acceptable Settling Counterparty
✓FIX.5.0SP196
452084UnacceptableSettlingCounterparty85SYNOPSIS: Unacceptable Settling Counterparty
✓FIX.5.0SP196
452085CLSMemberBank86SYNOPSIS: CLS Member Bank
✓FIX.5.0SP2100
452086InConcertGroup87SYNOPSIS: In Concert Group
✓FIX.5.0SP2103
452087InConcertControllingEntity88SYNOPSIS: In Concert Controlling Entity
✓FIX.5.0SP2103
452088LargePositionsReportingAccount89SYNOPSIS: Large Positions Reporting Account
✓FIX.5.0SP2103
452089SettlementFirm90SYNOPSIS: Settlement Firm
✓FIX.5.0SP2105
452090SettlementAccount91SYNOPSIS: Settlement account
ELABORATION: The account to which individual payment obligations are aggregated for netting and funds movement. Typically represents the aggregation of many margin (performance bond) accounts.
✓FIX.5.0SP2105FIX.5.0SP2155
452091ReportingMarketCenter92SYNOPSIS: Reporting Market Center
✓FIX.5.0SP2112
452092RelatedReportingMarketCenter93SYNOPSIS: Related Reporting Market Center
✓FIX.5.0SP2112
452093AwayMarket94SYNOPSIS: Away Market
ELABORATION: Identify using PartyIDSource(tag 447) = G (Market Identifier Code) if the MIC exists.
✓FIX.5.0SP2112FIX.5.0SP2139
452094GiveupTradingFirm95SYNOPSIS: Give-up (trading) firm
✓FIX.5.0SP2118
452095TakeupTradingFirm96SYNOPSIS: Take-up (trading) firm
✓FIX.5.0SP2118
452096GiveupClearingFirm97SYNOPSIS: Give-up clearing firm
✓FIX.5.0SP2118
452097TakeupClearingFirm98SYNOPSIS: Take-up clearing firm
✓FIX.5.0SP2118
452098OriginatingMarket99SYNOPSIS: Originating Market
ELABORATION: Identifies the Market using PartyIDSource(tag 447) = G (Market Identifier Code) where an order originated in the event that the order is sent to an alternative market for execution. Serves as an inverse of an away market.
✓FIX.5.0SP2139
452099MarginAccount100SYNOPSIS: Margin account
ELABORATION: Also referred to as "performance bond account". The margin account is the calculated margin requirements. Typically represents the aggregation of one or more position accounts.
✓FIX.5.0SP2155
452100CollateralAssetAccount101SYNOPSIS: Collateral asset account
ELABORATION: The account at which individual collateral assets are maintained. Typically, although not always, one-for-one with the settlement account.
✓FIX.5.0SP2155
452101DataRepository102SYNOPSIS: Data repository
ELABORATION: Multiple instances of this PartyRole may appear for reporting purposes.
✓FIX.5.0SP2161
452102CalculationAgent103SYNOPSIS: Calculation agent
✓FIX.5.0SP2161
452103ExerciseNoticeSender104SYNOPSIS: Sender of exercise notice
✓FIX.5.0SP2161
452104ExerciseNoticeReceiver105SYNOPSIS: Receiver of exercise notice
✓FIX.5.0SP2161
452105RateReferenceBank106SYNOPSIS: Rate reference bank
ELABORATION: The bank providing the reference rate. Multiple instance of this PartyRole may appear.
✓FIX.5.0SP2161
452106Correspondent107SYNOPSIS: Correspondent
✓FIX.5.0SP2161
452107BeneficiaryBank109SYNOPSIS: Beneficiary's bank or depository institution
ELABORATION: The institution in which the beneficiary, a person or an entity, has their account with. The institution may be a bank or non-bank institution.
✓FIX.5.0SP2161
452108Borrower110SYNOPSIS: Borrower
✓FIX.5.0SP2161
452109PrimaryObligator111SYNOPSIS: Primary obligator
✓FIX.5.0SP2161
452110Guarantor112SYNOPSIS: Guarantor
✓FIX.5.0SP2161
452111ExcludedReferenceEntity113SYNOPSIS: Excluded reference entity
✓FIX.5.0SP2161
452112DeterminingParty114SYNOPSIS: Determining party
✓FIX.5.0SP2161
452113HedgingParty115SYNOPSIS: Hedging party
✓FIX.5.0SP2161
452114ReportingEntity116SYNOPSIS: Reporting entity
ELABORATION: The entity that is reporting the information.
✓FIX.5.0SP2161
452115SalesPerson117SYNOPSIS: Sales person
ELABORATION: The person who is involved in the sales activities for their firm.
✓FIX.5.0SP2173
452116Operator118SYNOPSIS: Operator
ELABORATION: The person who has the capabilities and authorization to take certain actions; for example, setting entitlements, etc.
✓FIX.5.0SP2173
452117CSD119SYNOPSIS: Central Securities Depository (CSD)
✓FIX.5.0SP2187
452118ICSD120SYNOPSIS: International Central Securities Depository (ICSD)
✓FIX.5.0SP2187
452119TradingSubAccount121SYNOPSIS: Trading sub-account
ELABORATION: Example of sub-accounts include a clearing account that has multiple trading sub-accounts, a trading account that has multiple trading sub-accounts belonging to different trading firms.
✓FIX.5.0SP2217
452120InvestmentDecisionMaker122SYNOPSIS: Investment decision maker
ELABORATION: In the context of ESMA RTS reporting, this is used to specify party responsible for the investment decision. See RTS 24, Annex, Table 2, Field 4.
✓FIX.5.0SP2222
452121PublishingIntermediary123SYNOPSIS: Publishing intermediary
ELABORATION: The medium or vendor used to publish to the market.
✓FIX.5.0SP2229
452122CSDParticipant124SYNOPSIS: Central Securities Depository (CSD) Participant
ELABORATION: In the context of EU SFTR reporting the identifier of the CSD participant or indirect participant of the reporting counterparty. Where both the CSD participant and indirect participant are involved in the transaction this should identify the indirect participant.
✓FIX.5.0SP2254
452123Issuer125SYNOPSIS: Issuer
ELABORATION: The issuer of the security.
✓FIX.5.0SP2254
452124ContraCustomerAccount126SYNOPSIS: Contra Customer Account
ELABORATION: Same as PartyRole(452) = 24 (Customer Account) but for the counterparty. Can be used whenever the parties component is not nested in a repeating group representing both sides.
✓FIX.5.0SP2256
452125ContraInvestmentDecisionMaker127SYNOPSIS: Contra Investment Decision Maker
ELABORATION: Same as PartyRole(452) = 122 (Investment Decision Maker) but for the counterparty. Can be used whenever the parties component is not nested in a repeating group representing both sides.
✓FIX.5.0SP2256